Isabel Rico v. United States
Oral argument transcript · No. 24-1056 · October Term 2025 · argued November 3, 2025 · the petitioner won
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Advocates
- Adam G. Unikowsky, Washington, D.C., for the petitioner
- Joshua K. Handell, Assistant to the Solicitor General, for the respondent
Transcript
From the Court's official transcript; speaker labels as in the transcript, with advocates' full names from its list of appearances.
Chief Justice Roberts: We'll hear argument first this morning in Case 24-1056, Rico versus United States. Mr. Unikowsky. ORAL ARGUMENT OF ADAM G. UNIKOWSKY ON BEHALF OF THE PETITIONER
Adam G. Unikowsky: Mr. Chief Justice, and may it please the Court: The question in this case is not whether but instead how to hold people accountable for absconding from supervised release. The text and history of the Sentencing Reform Act establish that Congress intended for revocation, not fugitive tolling, to be the means of addressing abscondment. To begin with the text, the effect of the government's position is that Ms. Rico was subject to the conditions of supervised release for a period exceeding the time specified in her judgment, and there's no textual support for that result. The government claims that Ms. Rico wasn't serving her sentence at all during the 1 period of the abscondment. But that argument cannot be squared with the government's simultaneous contention that Ms. Rico violated the conditions of supervised release during that period, warranting an increased sentence. History supports Ms. Rico's position. Contrary to the government's contention, there is no common law tradition of fugitive tolling for parole. Instead, fugitive tolling for parole came to exist via a 1976 statute and a 1983 implementing regulation. But, in the Sentencing Reform Act, Congress prospectively repealed that statute and enacted nothing in its stead for supervised release, while leaving it intact for legacy parole cases, and it remains intact today. As a result, Congress has created a two-track scheme, parole with fugitive tolling and supervised release without it, and we ask the Court to adhere to that dichotomy. I welcome the Court's questions.
Justice Thomas: Well, Mr. Unikowsky, the government seems to be arguing -- making a simple point. How can it be considered supervised release when this person -- the 1 absconder is not being supervised?
Adam G. Unikowsky: Your Honor, I completely understand the intuitive force of the government's argument that the essence of supervised release is being supervised, and if a person absconds, they're just not being -- serving the sentence at all in the same way as a prison escapee isn't serving the sentence at all. But, ultimately, although I understand the intuitive force of that argument at first blush, I don't think it carries the day because the government has -- the government's argument has a counterintuitive component of its own, which is that it requires believing that not only was Ms. Rico subject to the conditions of supervised release during the entire abscondment period, but she actually violated those very conditions during that period, warranting her increased sentence. So it just seems to me almost tautologically, if Ms. Rico violated the conditions of supervised release, she must have been serving the very sentence that imposed those conditions of supervised release. 1 I -- I do understand the intuition underlying the government's argument today that it just doesn't really make sense that a person should get credit when they've absconded. I -- I get that. But I think that one point that really blunts the intuitive force of the government's position is that both parties agree that ultimately, the absconder should be deprived of credit for the time spent absconding. The sole question between the parties today is very narrow. It's how that deprivation of credit should be effectuated. So the way we understand the Sentencing Reform Act, if a warrant as -- issues based on the abscondment, as occurred in this case, then, once the person is apprehended, even after the term expires, the person can be brought before the sentencing court, and then the judge revokes supervised release and strips the person of all credit for time served during the abscondment period. So, essentially, the judge, rather than stopping the clock, the clock keeps going, and then the clock is rewound back to the beginning.
Justice Jackson: But is it really a 1 credit system, Mr. Unikowsky? I guess I -- I'm -- I was a little confused by the government's suggestion even in the beginning of its brief that what's happening in the supervised release world is that the court is depriving the individual of credit for supervised release. My understanding is that even when there's a revocation, the person is not being deemed as given credit. In other words, when supervised release is revoked and the court sends a person back to prison and perhaps imposes another period of supervised release, they don't calculate how much supervised release they're going to give based on how much was already served. You know, you had a three-year period, you absconded after one, so now only two is available. Really, credit doesn't seem like the right framework to understand what's even happening in supervised release.
Adam G. Unikowsky: I agree with what you said, Your Honor, 100 percent. At the revocation hearing, whatever the person has left to serve just sort of goes away and the 1 court imposes a whole new sentence of imprisonment and an additional period of supervised release based on the court's assessment of the defendant at that time.
Justice Jackson: Of the needs, right? I mean, isn't the whole -- the reason why supervised release is sort of fundamentally different than parole or -- or probation or imprisonment is because it's not imposed for punishment. It's supposed to be about helping this person reintegrate into society, and the amount of time that is necessary to do that is evaluated based on who that person is and what they've done but not based on how much time they previously served in supervised release.
Adam G. Unikowsky: Yes, that's correct. So the government's suggestion in its brief that because she absconded for 37 months, she has 37 months left to go doesn't actually capture what happened in this case because those 37 just months went away. After the new revocation hearing, the judge imposed whatever sentence the judge felt was appropriate. The effect of the question presented in this case actually is to consider the time spent during 1 abscondment as still subject to the conditions of supervised release, which allowed the government to argue that a crime committed during that period but after the term expired was a violation of supervised release, resulting in a heightened guidelines range.
Justice Alito: Mr. Unikowsky, you -- you said that the problem here results from the Sentencing Reform Act. But I wonder -- and -- and I may be -- I may be misunderstanding things, so you'll correct me -- if the problem here is not entirely one created by the Sentencing Guidelines. Suppose the Sentencing Guidelines were not in the picture. So your client absconds. Therefore, she's violated the terms of supervised release. Therefore, her -- her supervised release is revoked. Then the judge has to decide what to do: Send her back to prison, impose a new -- excuse me, an additional term of supervised release. The statute set -- sets out the factors that are relevant to that consideration. We went through those factors last term. And it doesn't seem to me that what 1 she did after the expiration of the 37 months is any less relevant to those determinations than what she did before the expiration of the 37 months. So that becomes important, the -- the 37-month mark -- point becomes important only because the guidelines grade -- assign a grade to the nature of the offenses that occurred. Am I right in all this?
Adam G. Unikowsky: Yes, I agree with everything you said, Your Honor. So we believe that the sentencing court does have the authority to consider the crimes she committed after that time expired as part of the discretionary decision as to what sentence she should get after the resentencing. So I don't disagree with anything that Your Honor has said.
Justice Alito: So the only thing that's really at stake here is whether the court is going -- will consider whether to depart upward from the range that results from the -- from the grade of the violations that occurred before the 37 months or considers whether to depart downward from the grade that 1 would apply if the post-37-month violations were occurred, right? And the court -- all the court has to do is to give respectful consideration to those guidelines. That's really all that's involved here. Am I right?
Adam G. Unikowsky: On the facts of this case, yes. There are other cases in which fugitive tolling matters for other reasons, but, on the facts of this case, you have accurately characterized the dispute between the parties.
Justice Gorsuch: Mr. --
Adam G. Unikowsky: There --
Justice Gorsuch: Mr. -- I'm sorry.
Adam G. Unikowsky: I'm sorry.
Justice Gorsuch: Go ahead and finish.
Adam G. Unikowsky: No.
Justice Gorsuch: Are you done?
Adam G. Unikowsky: Yes.
Justice Gorsuch: All right. The government worries that, okay, there is tolling if you get a warrant within the period that's still before -- before the clock runs, before the 37 months is out. You effectively get 1 tolling under (i). But they worry that there are going to be some cases where, as a practical matter, they can't get a warrant in time and the period will expire. Do you have any thoughts or reactions to that?
Adam G. Unikowsky: Yes. I understand that there is a concern that it may be that a violation occurs at the very end of the term and it goes undetected and the warrant doesn't issue in time. But I think fugitive tolling is both too broad and too narrow a solution to the problem that you've identified. So, first of all, I think it's too narrow because that is a problem that can arise with any violation late in the term: committing a crime, possession of drugs, anything else. And --
Justice Gorsuch: You mean escape detection, you're saying?
Adam G. Unikowsky: Yes, any crime, any -- and, in fact, in some ways, abscondment is the easiest type of violation to detect.
Justice Gorsuch: To identify, yeah.
Adam G. Unikowsky: Right, because, you 1 know, the absconder doesn't -- or the supervisee doesn't answer his cell phone and so the probation officer can get a warrant right away. So, if we're concerned about the problem of late-in-term violations, it seems odd to focus only on the one type of violation that's easiest to detect. I also think fugitive tolling is too broad because it applies to supervisees who commit -- who abscond anytime in the term, and it causes the conditions to essentially last forever after the term until the person is apprehended. There's also an amicus brief by NACDL --
Justice Gorsuch: Yeah.
Adam G. Unikowsky: -- which walks through empirically that abscondments tend to occur early in -- in the term, so I'm not sure the concern the government identifies has a lot of real-world force.
Justice Alito: What about the situation where the person who's on supervised release is imprisoned for a state offense, so the -- the -- the supervised release term is 1 tolled during that period, and then, when the person is released, the state authorities may not notify the federal court that the person has been released, so no warrant would issue?
Adam G. Unikowsky: Right. So that is the facts of the Swick case, which is currently pending on certiorari to this Court. As far as I know, that's the only time that's come up since 1984. I've looked around, haven't found any other cases with that fact pattern, so it's an unusual case. I think, ultimately, it's a good idea for federal probation officers to maintain contact with state authorities as to when the person is released from state prison, but I don't think that one singular, rather unusual fact pattern is a basis to establish fugitive tolling across the board for -- for all supervisees. I'd like to make a point if I may about another reason that I think --
Justice Sotomayor: In the end --
Adam G. Unikowsky: I'm sorry.
Justice Sotomayor: In -- in the end, it really doesn't matter. If they commit a new 1 crime, they're subject to arrest and prosecution for that new crime, correct?
Adam G. Unikowsky: Yes. In this very case, Ms. Rico was convicted of a drug offense in state court and was sentenced to prison time, so she was held accountable for that action. And, as Justice Alito stated, that can also be considered as part of the discretionary revocation sentencing. It's only a very narrow question of whether that offense increases her guidelines range.
Justice Kagan: Mr. Unikowsky, it seems that part of the dispute here between you and the government has to do with what it means to be on a term of supervised release, where you say it means being subject to a certain set of conditions, and the government says, well, it means that, but it also means something else. It means that you're being supervised, that you're being monitored in some way, where -- which does not happen when the person has absconded. So what do you -- what do you think of that, that the idea of supervised release contemplates a level of supervision above and 1 beyond the particular conditions of the term?
Adam G. Unikowsky: I respectfully disagree with the government's argument on that score because I think it improperly decouples the burdens imposed by the sentence with how to determine whether the person is serving the sentence. Ordinarily, those two are flip sides of the same coin. Like the government talks about the prison case, so the burden imposed by the sentence is you have to be in prison and you determine if the person's satisfying the sentence by checking if the person has been in prison. But, in this case, the burdens imposed by the sentence are the conditions in the judgment, but the government contends that one determine if one satisfies the sentence based on this concept of supervision which doesn't correspond to any particular supervised release condition, and, because of that decoupling, you have the unusual fact pattern in this case where the government contends that Ms. Rico violated the conditions of supervised release while not serving that sentence. 1 I think the Court should follow the -- the ordinary practice of saying that one determines if one is serving the sentence by looking at the binding effect of the sentence. I would like to also talk about some additional statutory clues that I think militate in Ms. Rico's favor. First, I think it's a -- it's a relevant fact that there's no statutory definition of abscondment, and I think it's -- and, in fact, that's a difficult concept to define at the margins. There's two amicus briefs, the NACDL amicus brief and the NAFD amicus brief, that talk in some detail about the difficulties courts have had in deciding questions like when a violation of supervised release rises to the level of an abscondment and also when the clock on the abscondment period starts. And it does seem unlikely from our perspective that Congress would have intended the very basic question of when a supervised release term ends to be governed by this nebulous and nonstatutory abscondment standard with judges essentially figuring out the answer 1 to these questions on -- on the fly without any statutory anchor. It just seems more likely from our perspective that Congress intended the regime to operate this way: the clock keeps going unless it's tolled under the explicit language of Section 3624 or until there's a revocation hearing. At that point, the judge can recognize that it's necessary to turn the clock back to the beginning to ensure the person actually serves the full term of supervised release in contact with the probation officer that the court contemplated. I'd like to say a few words about history as well. I think the historical evidence is quite strongly in our favor. The government makes the point that there is a strong historical tradition that when someone escapes from prison, that stops the clock on their sentence, and then the clock resumes when they are returned to prison. I think that makes sense. You know, 20 years in prison, you have to actually be 20 years physically in prison. 1 But I think that the historical evidence really runs the other way in terms of fugitive tolling. The federal parole statute was first enacted in 1910, and then parole was abolished prospectively in 1984, and neither we nor the government can come up with any cases ever in which the government's fugitive tolling rule was applied, you know, in the manner the government proposes today in which the conditions of supervised release -- or, excuse me, of parole extended after the scheduled expiration of the term. And it's not just the absence of evidence of fugitive tolling. There's also evidence of absence in the form of this 1983 regulation that we cite in the brief. So that regulation said that, prospectively, based on this 1976 statute, there will be fugitive tolling in exactly -- of exactly the same form that the government advocates in -- in this case. So, in a couple of ways, I think that regulation rebuts the notion that there's a tradition of fugitive tolling. One, it's premised on this 1976 statute, not this 1 longstanding common law tradition; two, it's prospective only, implying that the -- that the rule didn't previously exist; and, second -- and, third, excuse me, it's not clear why the Parole Commission would have enacted such a rule if the tradition already existed in advance. So I think that provides pretty strong evidence that there just -- this just wasn't a thing that parole boards were doing until 1983. And then, in the Sentencing Reform Act in 1984, Congress repeals the statute on which this provision was based, 4210(c). It enacts no replacement provision. And, meanwhile, Section 4210(c) is immediately adjacent to this other statute, 4210(b), which enacts a version of prisoner tolling, and Congress does reenact that in the Sentencing Reform Act.
Justice Alito: Well, before the -- the abolition of parole with the Sentencing Reform Act, there were no sentencing guidelines. So it's not clear to me why it would be relevant -- why a court would be concerned about whether the -- the parolee committed offenses during the period when the 1 parolee was supposed to be on parole after the expiration of the parole term or not. The -- the parolee violates the terms of parole. When the parolee is -- is apprehended, the court would revoke parole and then decide what to do. So why would it be relevant? Suppose your client were on parole. Why would it be relevant to determine whether the additional things that she did while out on parole occurred before or after the 37 months?
Adam G. Unikowsky: I mean, the 1983 regulation explicitly says that if you commit the violation after the schedule ending, it will be considered a violation of parole. So, you know, it's hard to reconstruct exactly what they were thinking, but, presumably, it was felt that this was important enough to encode it in -- in a regulation. And so, you know, Congress had that regulation on its desk. It was enacted just a year before the Sentencing Reform Act, and Congress eschewed it in the Sentencing Reform Act. So I just think that that's -- at least some amount of historical consideration is warranted here, especially since I think 1 what this case boils down to are these competing intuitions. The government has this intuition on its side of the house that it doesn't make sense to say that a person who isn't supervised is serving a sentence of supervised release, and then we have the intuition on our side of the house that it doesn't make sense to say that someone could have violated the conditions of supervised release when they're not on supervised release. And, ultimately, it's the Court's job in this case to cut through that Gordian knot. And I think, rather than kind of wrestling with these competing intuitions, I think it's wise to look at the historical tradition here, where we see that this just wasn't happening through the entire history of the parole statute, and so the -- the proposition the government claims in its brief is very obvious didn't occur to the Parole Commission at the time, and so I think the Court should carry that tradition forward at least --
Justice Jackson: So how do you respond to the -- the other point that the government makes, the thrust of it being that 1 the court has ordered this person to serve a, let's say, three-year period of supervised release and they didn't do so? Why should they get the benefit of running away or absconding and not having to comply with the court's order?
Adam G. Unikowsky: Well, in some way, they just shouldn't because, at the revocation hearing, the judge is empowered to rewind the clock and require the person to start all over again. So we think there's an alignment between how abscondment is handled in other types of violations.
Justice Jackson: You mean there's rev -- there's -- the -- the -- that you envision Congress saying, for the absconder, the revocation remedy is what we are imposing here?
Adam G. Unikowsky: That's exactly right. And that's -- that's how it works with other types of violations. Like, it's true that part of the essence of supervised release is supervision, but, I mean, part of the essence of supervised release is also complying with the law. And yet, if a person is in a 1 conspiracy, say, for one year during the supervised release period, that's obviously plainly contrary to the spirit and the letter of supervised release. But the government does not claim that that stops the clock for the year. Instead, what happens is a warrant issues, the person comes to the sentencing court, and then supervised release is revoked, the person goes back to federal prison and then back on supervised release. And so, effectively, the person is stripped of credit for that year, but it's done through the mechanism of revocation. And all we're saying in this case is that the same thing should happen to abscondment, which, after all, is just a different type of violation of the conditions of supervised release.
Justice Sotomayor: Counsel, that earlier case, Swift I think you said was the name?
Adam G. Unikowsky: Yes, Swick from the Fifth Circuit, Your Honor.
Justice Sotomayor: I haven't read it, so I don't know anything about it, but it's not 1 an issue of keeping in touch with the state authorities. The warrant of absconding could have been issued -- should have been issued at the -- or a warrant should have issued the moment they learned of the state law conviction, correct?
Adam G. Unikowsky: Yes. So that case involved a very idiosyncratic fact pattern of a person who served a federal prison sentence and then served a state prison sentence for many years and then was released and actually did report to his state probation officer. And, apparently, he didn't realize and the federal government didn't realize that he also had to simultaneously start this term of federal supervised release. And, apparently, no one from the federal --
Justice Sotomayor: Oh, that really is idiosyncratic. Okay.
Adam G. Unikowsky: So -- yeah. So there haven't -- I mean, the -- that is just an unusual case. It happens to be pending on certiorari right now, but we haven't found any cases like that since 1984 other than this one. So, you know -- and the government cites other 1 exotic fact patterns where a warrant wouldn't issue during the term, such as if there's an administrative error in obtaining the abscondment warrant. And, yes, theoretically, that could happen, but, you know, it doesn't happen very often. And in the ordinary case, like this one, it's perfectly appropriate for the probation officer to get a warrant.
Justice Sotomayor: In that Swift case, you have to deal with the language of the statute, which requires a warrant to have issued before the expiration of the date.
Adam G. Unikowsky: Exactly. But, in this case, a warrant did issue --
Justice Sotomayor: Exactly.
Adam G. Unikowsky: -- based on her abscondment, and so we agree the sentencing court absolutely had the jurisdiction after the expiration --
Justice Sotomayor: All right. Thank you, counsel.
Adam G. Unikowsky: -- but -- okay. Yes, Your Honor. So let me just make one other point about the structure of the statute that I think 1 supports our position that's rooted in Section 3583(i), the tolling provision we just talked about. So that's not only about abscondment, but abscondment is one common scenario in which that statute would arise because the statute says that if a warrant issues during the term, then the sentencing court retains jurisdiction after the expiration of the term to revoke supervised release. So, ordinarily, you wouldn't have the situation where the warrant issues during the term but the hearing happens after the term because the probation officer knows where the supervisee lives, so, you know, the warrant can be executed very swiftly. But one situation in which it couldn't be executed swiftly is when the person has absconded, so the warrant issues during the term, but they can't find the person until after the term expires. And yet, even in that context, the way that Section 3583(i) is set up is it assumes that the term is going to end, and then, after the expiration of the term, there will be this 1 revocation hearing that rewinds the clock to the beginning. And I do think that's inconsistent with how the government is looking at things, which is that the term never ends once the abscondment occurs. And so, you know, that's just an additional piece of structural support in the statute that I do think militates in favor of our position. If there's no further questions, I'm --
Chief Justice Roberts: Justice Thomas, anything further? Justice Alito? Justice Sotomayor? Justice Kagan? Justice Kavanaugh, Jackson, are we done here? Thank you, counsel.
Adam G. Unikowsky: Thank you.
Chief Justice Roberts: Mr. Handell. ORAL ARGUMENT OF JOSHUA K. HANDELL ON BEHALF OF THE RESPONDENT
Joshua K. Handell: Mr. Chief Justice, and may it please the Court: 1 A supervisee is not discharging her term of supervised release while she is absconding from supervision. That common-sense intuition is consistent with the modern statutory text, with this Court's precedents interpreting it, and with the uniform decisional law preceding it. The supervised release statutes require that a supervisee shall be supervised by a probation officer following her release from confinement, and they detail how that active and ongoing supervision must proceed. This Court has accordingly recognized that supervised release is a system of both post-confinement monitoring and post-confinement assistance, neither of which is possible when the supervisee's whereabouts are unknown because she has absconded. A fugitive who deliberately and successfully evades supervision, depriving the court of any information as to her conduct, condition, and compliance, is not being supervised in any sense that lawyers, legislators, or laymen would understand that word. 1 Petitioner's theory that she was discharging the supervision component of her judgment, despite being entirely unsupervised, because her abscondment did not automatically terminate her release conditions, misunderstands the nature of supervised release. To discharge her term of supervised release, a supervisee must be both under the supervision of a probation officer and subject to release conditions. But her defiance as to the former does not relieve her obligations as to the latter. Just as nothing in the supervised release statutes authorizes a supervisee to earn credit for time spent as an unsupervised fugitive, nothing permits her by means of abscondment to take a vacation from her court-ordered conditions whenever they prove inconvenient. Those two intuitive principles resolve this case. I welcome the Court's questions.
Justice Thomas: You suggest that without the tolling she would receive an unwarranted benefit. What exactly is that benefit?
Joshua K. Handell: Yes. So I -- I think there are a couple of possible benefits that a supervisee would receive from -- from a period of fugitivity if you did not apply the fugitive tolling doctrine. So it does not apply to this case, but the most obvious and most serious benefit that a fugitive could receive would be the ability to just run out the term of supervised release while she is absconding.
Justice Thomas: So, in this case, what is the benefit?
Joshua K. Handell: So, in this case, the benefit is essentially that she avoided the post-confinement monitoring -- monitoring and surveillance that --
Justice Thomas: So, if you have revocation as a sanction for that, what is this case about?
Joshua K. Handell: Right. So -- so this case -- as I believe Justice Alito pointed out, this case really boils down to just a disagreement about the sentencing guidelines. And, candidly, especially given Petitioner's concession that the -- the court at the revocation hearing can consider the full range 1 of conduct postdating the abscondment, we don't think that in the real world this is going to shake out to that much of a difference when it comes to the actual revocation sanction. And I think we've said as --
Justice Gorsuch: So, in the -- in the real world --
Joshua K. Handell: Oh, I'm sorry, Justice Gorsuch.
Justice Gorsuch: -- in the real world --
Joshua K. Handell: Yes.
Justice Gorsuch: -- there is no benefit unless she runs out the clock before the government gets a warrant, I think. Is that right?
Joshua K. Handell: I -- I think that is the situation that we are mostly concerned about, yes.
Justice Gorsuch: Okay. And if that's the situation you're concerned about, it seems to me that it's a very unlikely scenario to arise except for, as Mr. Unikowsky says, if the violation occurs at the very end of -- of the supervised release period, it might escape 1 detection. And, similarly, though, that's true with anything a -- a -- a supervised release individual might do. Any crime he or she might commit might escape detection at the end of -- of that -- of the -- at the end of that period.
Joshua K. Handell: So, respectfully, Justice Gorsuch, I -- I disagree about the likelihood of the 3583(i) mechanism failing. So I think, as has been discussed, we have the Swick case out of the Fifth Circuit, where a defendant was serving a state term of imprisonment and then did not report to her federal probation officer as she was directed. There's the Crane case out of the Ninth Circuit, where a supervisee was in a residential treatment program, left early, and that was not reported to the probation officer.
Justice Gorsuch: But it's also possible a -- a -- a probation officer will miss other crimes at the very end of a period, right?
Joshua K. Handell: Absolutely.
Justice Gorsuch: Okay.
Joshua K. Handell: These -- these were not 1 right at the end of the period, though. I mean, this is -- you know, there are -- there are several real-world --
Justice Gorsuch: Well, if the government has a problem getting warrants, maybe the government ought to go to Congress and ask for (i) to be amended, as it already has once. Thoughts?
Joshua K. Handell: Well -- well, Your Honor, so, you know, I -- I know that the government occasionally comes in here and pleads, like, resource constraints and administrability concerns.
Justice Gorsuch: That's what this one sounds like to me.
Joshua K. Handell: Well, let -- let me just say with all respect this process is completely between the probation office and the supervisee. The government does not get involved until --
Justice Gorsuch: Whoa, whoa, whoa, whoa, whoa.
Joshua K. Handell: -- the adjudication stage.
Justice Gorsuch: Hold on. The -- 1 the -- the -- the probation officer isn't a government employee?
Joshua K. Handell: The -- the probation officer is a -- a -- a -- a member of the judicial branch, so --
Justice Gorsuch: I understand that. But you're -- you're pleading constraints for the government in whatever form it may be.
Joshua K. Handell: Sure.
Justice Gorsuch: And I appreciate those constraints. But the government's always been able to go to Congress and, in fact, did to amend (i) once already. Congress has proven pretty solicitous in this area. And the alternative is for us to create a fugitive tolling doctrine pretty whole cloth. And there appear to be at least two circuit splits, one about what is required to abscond, is it just not showing up or is it actually being completely unavailable for supervision, another circuit split over what -- what -- what it means to be an absconder. Is it -- is it -- does it start when the status arises, does it start later? And so we're going to have to come up 1 with a whole common law doctrine here to supplement what (i) already says. Thoughts about that?
Joshua K. Handell: Well, Justice Gorsuch, I -- I disagree on the -- the circuit case law on what constitutes abscondment. I think that the courts of appeals that --
Justice Gorsuch: I thought the Ninth --
Joshua K. Handell: -- have adopted our --
Justice Gorsuch: -- I thought the Ninth Circuit said it's merely failing to appear, and the Fourth Circuit says you have to act in a way that precludes the government from supervising.
Joshua K. Handell: So I think 20 years ago, the Ninth Circuit had one case that said that it could be any failure to appear or, like, anything that violated a release condition. Since then, they have clarified in Ignacio Juarez that it is actually a pattern of conduct that prevents supervision, that -- that precludes supervision, and I think that is fully consistent with what the Fifth Circuit said in Swick and the Fourth Circuit --
Justice Sotomayor: That's one court's --
Joshua K. Handell: -- said in Thompson.
Justice Sotomayor: -- that's one court's view. I think the point that Justice Gorsuch is making is that we would have to decide as a matter of common law which of those approaches is right.
Joshua K. Handell: Well, Justice Sotomayor, the -- the only point that I'm making is that I believe there is actually a consensus on what constitutes abscondment in the courts of appeals that have adopted our view of how this statutory scheme works.
Justice Sotomayor: Counsel, statutorily, supervised release can't go on for more than five years. Under your theory of this case, you're saying supervised release in part continues during the time of abscondment because they're subject to the terms of -- that they violated, and yet it doesn't run out. That's -- isn't that us by common law extending a period of punishment?
Joshua K. Handell: No, Your Honor. Our view of --
Justice Sotomayor: Tell me how not.
Joshua K. Handell: Well --
Justice Sotomayor: Meaning, if you can -- if during the five years you violate those terms, you're still under supervised release terms. If you violate them, you're claiming that violation subjects you to a new warrant. How are we not extending the period?
Joshua K. Handell: So, Justice Sotomayor, a term of supervised release requires that the supervisee is both subject to --
Justice Sotomayor: It actually does --
Joshua K. Handell: -- those conditions and --
Justice Sotomayor: It -- it -- in fact -- in fact, it doesn't. The way the statute is written, it's up to the sentencing judge on whether actual supervision by the probation department's necessary. I grant you that I think in virtually all cases, most judges require it, but it's not legally required.
Joshua K. Handell: Well, Your Honor, I -- I 1 think, if we read supervision out of supervised release, that essentially renders 18 U.S.C. 3601 and 3603 a nullity.
Justice Sotomayor: The problem -- but -- but then what happens to the defendant who is reporting every week, telling the -- doing what he or she is supposed to do in terms of reporting to the agent but is out there running a criminal enterprise every single day? That person in my judgment is not being adequately supervised. That person is violating the essence of the supervision. And yet you would claim he hasn't absconded.
Joshua K. Handell: Yes. I -- that -- that person is certainly violating his release conditions. And I want to be very clear that we do not view a --
Justice Sotomayor: But that person -- that person could be not evading the entire spirit of supervised release, but that doesn't subject them to an extended period of supervised release, does it?
Joshua K. Handell: Well, I -- I think the distinction there is that if that person is actually being supervised, if their whereabouts 1 are known to their probation officer, if they are checking in with their probation officer as required by the terms of their supervision, then their violative conduct is much likelier to actually be detected and to result in a revocation hearing --
Justice Sotomayor: The problem is that --
Joshua K. Handell: -- and a new sanction.
Justice Sotomayor: The reality is that it rarely is.
Justice Gorsuch: I don't know. I mean, failing to show up is a pretty obvious way to detect a violation, it seems to me, more so than a lot of other criminal enterprises that might be going on. I dutifully show up, but I'm running a, you know, Murder Mayhem Inc. over here, you just don't find it. You know, that's hard to find. You've got to go find that. Somebody doesn't show up, I notice.
Joshua K. Handell: Yes, I mean, I -- I agree with that, Justice Gorsuch, but I think that, you know, not showing up to a meeting is going to get you maybe a grade C violation at 1 the most. It probably in most instances will not even be reported to the district court. You know, if you are out there running Murder Mayhem Inc. or -- or something like that, I mean, that is obviously much more serious, egregious misconduct that we think, if you are actually checking in with your probation officer, if your probation officer knows where you live and where you work and is able to conduct warrantless searches as is, you know, one of the -- one of the standard conditions of supervised release, that is much likelier for the probation officer to actually detect that misconduct, report it to the district court, and for that to result in the revocation of --
Justice Jackson: So, Mr. --
Chief Justice Roberts: Counsel --
Justice Jackson: -- Mr. --
Chief Justice Roberts: -- counsel, you say, when she absconds, Ms. Rico's supervision term doesn't run, but she's still subject to the requirements and can violate requirements such as that she has to report. Now why isn't that just like a 1 prisoner who escapes and you would say, okay, he's going to be -- not get the prison sentence time during that period, but he also violated the rule about prison inmates can only wear a particular type of clothing? It seems to me that is sort of a double -- double counting.
Joshua K. Handell: Well, I -- I don't think so, Mr. Chief Justice. I mean, I -- I would point out that when prisoners escape, whether it's from, you know, a physical BOP institution or from one of these other forms of confinement that BOP has developed, like home confinement, furlough, a halfway house, something like that, they can be -- obviously, at the moment of their escape, the clock stops on service of their term and they will have to fulfill the -- the -- the undischarged portion of the term when they are recaptured. But they can also face institutional consequences for the -- the behavior that they engage in when they are on escape status. I think the --
Justice Jackson: But not on the -- not on the same --
Justice Barrett: Can I ask you --
Justice Jackson: Not for the same reason. I mean, I think both Justice Sotomayor and the Chief might be pointing out that what you are suggesting is not really a tolling rule because the traditional tolling is that the clock stops with respect to the obligation when you run away and it picks up again when you're found again, and what happens in between you can't be held liable for under that same framework because the clock has stopped. So it seems to me that what you're actually asking for is an extension rule, one that allows for the obligations to occur throughout the whole period, even -- when -- when you're away, when you've absconded, you say she's still held to account for what happens in the context of supervised release. So that means those conditions are extending, not tolled, right?
Joshua K. Handell: So, respectfully, Justice Jackson, I -- I disagree with that characterization of it as an extension rule. I think that tolling in every circumstance is about stopping the clock, but tolling has never guaranteed --
Justice Jackson: But you're --
Joshua K. Handell: -- an immediate --
Justice Jackson: -- you're not asking for stopping the clock. That's my point. You're -- you're saying the clock is still going because that's what allows you to hold her accountable for the things that happened during the period when she's away.
Joshua K. Handell: We're saying that the clock stops on service of -- of the term. I'm discharging the term of supervised release. But tolling has never meant an immediate cessation of any attendant disabilities or restrictions that run with the sentence, right?
Justice Gorsuch: Well, one --
Joshua K. Handell: I mean, this is true --
Justice Gorsuch: -- one big difference is that, you know, your fugitive prisoner from BOP on the lam, he might commit a crime, and if he commits a crime, he's going to get a jury and -- and a trial, whereas, if on supervised release in the abscondment scenario, your -- the government would assert the right for a judge rather than a jury and under a preponderance-of-the-evidence standard rather 1 than under a reasonable-doubt standard to address any misconduct during that period, correct?
Joshua K. Handell: Not quite, Justice Gorsuch. So I -- I think -- I mean, obviously, you are correct that anytime someone commits a new crime, if they are going to be tried for that crime, they get a -- a jury and, you know, all of the -- the attendant protections of the Sixth and Seventh Amendments, but I think, with the example of the BOP prisoner who's out on the lam, to the extent we are applying BOP institutional consequences for the behavior that he's --
Justice Gorsuch: But that -- that's separate. I think the point is that's separate from the tolling rule that we apply to prisoners who are on the lam. That's separate.
Joshua K. Handell: Well, I -- I think we -- we view it as, you know, there is the tolling --
Justice Gorsuch: Here, it's inherent in the supervised release power you -- that you say continues but doesn't continue.
Joshua K. Handell: I -- I think it's the 1 same thing. I think we are -- we are tolling the -- the service of the term, but there still may be additional consequences that attach for the behavior that occurs during that abscondment period. And -- I'm sorry, Justice Alito.
Justice Alito: Well, I was just going to ask whether you think that -- that the Petitioner's argument is inconsistent with or at least in tension with our decision last term in Esteras, which discussed the factors that are relevant in deciding whether to revoke supervised release and what to do if supervised release is revoked. Now I recognize the factors are discretionary, but still, the -- the Petitioner's argument is that what occurred after the 37 months is off the table. And I don't understand -- or is of lesser significance, it can be taken into account only through the mechanism of a departure. But I don't see what -- why what -- what happened after 37 months is any less relevant than what happened before 37 months.
Joshua K. Handell: I agree, Justice Alito, 1 and I think that what this Court said in Esteras is that courts at a supervised release revocation hearing can and should take into account all of the forward-looking interests that -- that criminal sentences serve, which includes deterrence, incapacitation, things like that. I think that giving supervised release the effect that Congress wanted, meaning that it is actually supervision, that it is the kind of post-confinement monitoring and post-confinement assistance that this Court recognized in Cornell Johnson and Roy Lee Johnson serves those interests that the Court recognized in Esteras. And I -- I don't quite understand -- I mean, I think there is certainly some tension in the idea that a person who violates their supervised release by absconding is going to be subject to a sanction derived from the full breadth of their conduct post-abscondment but that the guidelines are limited to just a -- a substance --
Justice Alito: Well, what that suggests to me is that this is really -- that tolling is a misnomer. If this were purely 1 tolling, by analogy to what -- to the fugitive tolling rule, Petitioner would not have been on supervised release at all during the whole period -- during the whole period when she was absconding but that she wouldn't be -- she wouldn't be satisfying her term. She also wouldn't be subject to the terms of supervised release. But you don't want that rule. So this doesn't seem to me to be really about tolling at all. Neither party really wants a pure tolling rule. It's about what is relevant, what should inform the decision about what should be done when there is a revocation.
Joshua K. Handell: So, Justice Alito, we -- we think that that is a -- a distant second-best rule. We would prefer that rule to a rule of no tolling at all because our -- as I was discussing, I believe, with Justice Gorsuch earlier, our primary concern here is the idea that defendants will be able to abscond from supervision, wait out the expiration date of their term, and if a warrant or summons does not issue under 3583(i), they will be able to render the supervision component of their 1 judgment a nullity. That is the worst outcome here. That does not serve the -- the system that Congress enacted in the Sentencing Reform Act.
Justice Jackson: But -- but isn't that exactly what Congress wanted? I mean, the reason why we have (i), I think, is because Congress suggests that it's only in the situation in which a warrant does issue under those circumstances that the court's authority can extend to allow for a revocation. So I think what you're asking for seems diametrically opposed to the policy choice that Congress has made about the circumstances under which the person can be held accountable for something --
Joshua K. Handell: So, Justice --
Justice Jackson: -- in this way.
Joshua K. Handell: Oh, I'm sorry.
Justice Jackson: Yeah. Yeah.
Joshua K. Handell: I -- I think I part ways with you on the -- the history and purpose of subsection (i), so I would point out, you know, Petitioner puts a lot of marbles in the 3583(i) bucket because that is essentially the only way 1 that she's able to get around this idea that somebody could just wait out --
Justice Jackson: But that's because that's what Congress says about when this can be extended, when the power could be extended, to hold her accountable.
Joshua K. Handell: Well, I -- you know, I would point out just as a matter of history that subsection (i) was not enacted until a decade after the Sentencing Reform Act. So, in order to buy into her view, you have to accept the idea that the Congress that enacted the Sentencing Reform Act wanted supervisees to be able to entirely defeat the supervision component of their judgment through fugitivity and waiting out the expiration date of the sentence. I don't think that that's a plausible inference --
Justice Jackson: No, they -- what they did was they -- but -- but what they did was they put the burden on the government or the probation office to alert the court and get a warrant during the time when the person absconds.
Joshua K. Handell: But, Justice Jackson, there was no 3583(i) at -- at that time. There was no 3583(i). There was no warrant or summons extension mechanism for the first 10 years that the Sentencing Reform Act was in effect. That was not enacted until 1994.
Justice Jackson: And your conclusion is then that we have to, now that 3583(i) exists, interpret it consistent with the preexisting state of affairs?
Joshua K. Handell: Well, I have additional reasons that I think --
Justice Jackson: Okay.
Joshua K. Handell: -- 3583(i) is insufficient, but I do think it's important to -- to look at the history and think about what the Congress that enacted the Sentencing Reform Act was trying to do. And I think, you know, if -- if Congress gave district courts, for the first 10 years of the supervised release system, gave district courts no tools whatsoever to go after absconding supervisees who are able to wait out the expiration date of their term, I think that that is very strong evidence that Congress anticipated that 1 traditional ideas of fugitive tolling would be incorporated into the new supervised release system that they were enacting. But, in terms of, you know, what I think 3583(i) was -- was going after, I mean, as I think Petitioner acknowledged on page 6 of her opening brief and as the Second Circuit recognized in the Janvier case, this was really about a very narrow subset of late-breaking violations where there was not time left on the clock for the district court to conduct the -- the revocation hearing required by Rule 32.1. Every court to have passed on 3583(i) has talked about this as being a -- a -- a provision that is designed just for those very late end-of-term violations. It is not a general fugitive-tolling provision. It --
Justice Kagan: I guess, Mr. Handell, though, the question to you is, in what provision do you put your marbles? I mean, in addition to 3583(i), Mr. Unikowsky would say back to you, well, there is no fugitive-tolling provision in this statute of the kind that the government wants. There is a tolling provision in the statute. It applies to prisoners. It 1 does not apply in this situation. And there is in addition a fairly granular -- granular, detailed instructions about what to do with a person like the Petitioner here, in other words, that there should be a revocation, there should be a new sentence of imprisonment with a term of supervised release attached to it. So the statute offers a solution for what to do with prisoners like Ms. Rico. So where are we supposed to look in the statute for your solution?
Joshua K. Handell: Right. So I -- I think there are a couple of analytical questions baked into this case, and the first one is just, are you serving a term of supervised release when you're unsupervised? And if you agree with us on that, that is just about, you know, the basic fundamental essence of supervised release looking at the full range of statutes that Congress enacted here, 3601, 3603, 3624(e), and saying, yes, Congress anticipated that when someone is sentenced to a term of supervised release, they will actually be supervised by a probation officer. If you agree with us that you have to 1 actually be supervised to be discharging a term of supervised release, then you've already disagreed with Petitioner's position, and then we just get to the -- the secondary question of, okay, what do we do with these release conditions after abscondment? I'm happy to talk about that and why I think that abscondment should not --
Justice Kagan: If I take your argument, right, that suggests that the only statutory provision you're pointing to is the one that identifies the person who actually does the supervision. Is that correct?
Joshua K. Handell: I -- I think 3601 imposes an obligation on a supervisee to be supervised, and 3603 imposes an obligation on the probation officer to supervise. I think those work together, yes.
Justice Kagan: It's pretty bare-bones, yeah?
Joshua K. Handell: You know, respectfully, I disagree with that characterization, Justice Kagan. And, you -- you know, I think I will -- I will acknowledge that there is not an 1 explicit fugitive tolling provision in the Sentencing Reform Act or any of the amendments akin to the carceral tolling provision --
Justice Kagan: Nor is there a lot of detail about what the supervision looks like. So, to the extent that you're putting all your marbles in this idea of supervision, I mean, the statute basically says, go get supervised.
Joshua K. Handell: I mean, I think 18 U.S.C. 3603 actually puts some meat on the bones of what supervision should look like. I grant that that is -- that that is oriented toward probation officers rather than the -- the supervisee herself, but, you know, I think that that tells us what Congress thought supervision would look like in practice and what kinds of requirements for monitoring, reporting assistance Congress was trying to bake into this system.
Justice Kagan: Thank you.
Joshua K. Handell: Yeah. Just -- just to get to the 3624(e) carceral tolling provision, I think, as we pointed out in our brief, Congress had a very good reason for explicitly addressing that, and it's because there was a 1 disagreement in the case law as to whether you would toll for terms of incarceration that arose during a period of supervision but were based on conduct that predated the -- the term of supervision. So they couldn't quite be tethered to a violation of supervision in the way that, you know, this Court treated -- treated the interruption in Anderson versus Corall and Zerbst versus Kidwell. Congress resolved that judicial disagreement in favor of more tolling. I don't think that that tells us much of anything about, you know, what they thought about fugitive tolling. Certainly, it doesn't foreclose the existence of fugitive tolling in the Sentencing Reform Act.
Justice Jackson: Can I just ask you one quick question about your supervision issue? Suppose we have a defendant who's in a coma. Are they being supervised? Is abscondment the only thing that triggers your argument that the person is not being supervised?
Joshua K. Handell: Right. So I -- I think 1 there are, you know, any number of situations we could imagine -- a comatose supervisee, you know, a -- a lazy or incompetent probation officer, anything like this -- where supervision is not occurring in the way that Congress envisioned it.
Justice Jackson: And that in your view would -- would -- would warrant an -- an extension of the supervised release provision?
Joshua K. Handell: No, Your Honor.
Justice Jackson: No?
Joshua K. Handell: And this -- this is because of, you know, I do think -- I think the text gets us, like, 98 percent of the way. It gets us to the two yard line in terms of what counts as supervision or not. And then the last -- the last couple of yards have to incorporate background principles from the -- the preexisting case law. And, there, I think you would look at, you know, against whom do we tax this failure of supervision. We recognize that this is not the system operating as Congress designed it. Maybe the probation officer is not meeting the -- the duties imposed on him in 3603. 1 Maybe the supervisee is not doing what, you know, she's technically required to do under the terms of the judgment. But how do we tax that failure? And I think that the -- the lower courts that have adopted our view of this statutory scheme have gotten it right when they've said that a supervisee absconds, that a supervisee is tolled for her undischarged term of supervised release when she deliberately renders supervision impossible. You -- you would not be able to satisfy the mens rea requirement as to a -- a comatose supervisee or as to any situation in which the probation officer, rather than the supervisee, was at fault for the lack of supervision.
Justice Jackson: Thank you.
Chief Justice Roberts: Thank you, counsel. Anything further? No? Thank you.
Joshua K. Handell: Thank you.
Chief Justice Roberts: Mr. Unikowsky, rebuttal? 1 REBUTTAL ARGUMENT ADAM G. UNIKOWSKY ON BEHALF OF THE PETITIONER
Adam G. Unikowsky: Thank you, Mr. Chief Justice. I first want to address Justice Alito's question about the possibility of true tolling under which, during the abscondment period, the person wouldn't be subject to the conditions at all. First of all, if that were the rule, then Ms. Rico would prevail in this case because the government hinge -- the government's case hinges on Ms. Rico having violated the conditions of supervised release during that period. But, second, we respectfully disagree with that rule as inconsistent with the judgment. The judgment does say that when the sentence expires, Ms. Rico will be subject to X number of months of supervised release. So I think what that means is that when Ms. Rico is released from prison, she serves X number of months of supervised release, and that doesn't stop because Ms. Rico makes the unilateral decision to abscond. 1 I'd like to talk about Section 3583(i). As counsel mentioned, that statute was enacted in 1994, and the reason it was enacted is that there were administration problems prior to the enactment of that statute. Several courts invented these judge-made rules to try to get around them. Finally, Congress solved the problem with Section 3583(i), but I think it's notable that Congress enacted the statute with very reticulated language that self-consciously departed from the parole equivalent, Section 4210(c). It specifically required that the warrant issue during the term and only then was jurisdiction extended until after the term. So that would have been a perfect opportunity for Congress to enact the same type of fugitive tolling rule that already existed for parole. Congress's decision not to do that I do think sheds light on the question presented here. I want to say a word about Section 3601, the statute that says that the supervisee shall be supervised, which counsel characterized as getting the government 1 98 percent there to the two yard line. I don't think that statute's very helpful to the government. All it says is that the person shall be supervised. Moreover, that's just a prefatory provision in a portion of the U.S. Code addressing the duties of probation officers. That appears in Section 3601. The next section is about how probation officers are appointed. And then the next section after that concerns the duties of probation officers. So I think it's hard to read that as recognizing a fugitive tolling doctrine. It says nothing about tolling, nothing about extending the sentencing court's jurisdiction, nothing about stripping people of credit, and those are all topics that are addressed in other portions of the Sentencing Reform Act that do not enact the government's proposed rule. Ultimately, this case boils down to the proposition that there's just no statutory support for the government's claim that Ms. Rico could have been simultaneously on supervised release for purposes of finding a 1 violation of the conditions but off supervised release for purposes of determining whether she was serving her sentence. Because there's no textual support for fugitive tolling, we would ask the Court to reverse the judgment below. Thank you.
Chief Justice Roberts: Thank you, counsel. The case is submitted. (Whereupon, at 11:01 a.m., the case was submitted.)