Davila v. Davis
Oral argument transcript · No. 16-6219 · October Term 2016 · argued April 24, 2017 · the respondent won
Decision: votes, opinion and citations · Official transcript (PDF) · Argument audio at the Supreme Court
Advocates
- Seth Kretzer, Houston, Tex., for the petitioner
- Scott A. Keller, State Solicitor General, for the respondent
Transcript
From the Court's official transcript; speaker labels as in the transcript, with advocates' full names from its list of appearances.
Chief Justice Roberts: We'll hear argument next in Case 16-6219, Davila v. Davis. Mr. Kretzer. ORAL ARGUMENT OF SETH KRETZER ON BEHALF OF THE PETITIONER
Seth Kretzer: Mr. Chief Justice, and may it please the Court: The nature and logic of Martinez naturally applies to claims of ineffective assistance of appellate counsel, just as it does to claims of ineffective assistance of trial counsel. Erick Davila faces execution despite having been convicted pursuant to erroneous jury instructions that vitiated his only viable defense. On direct appeal, Davila's counsel recognized the centrality of the intent issue, but challenged only sufficiency of the evidence --
Justice Sotomayor: But I have --
Seth Kretzer: -- not the jury instructions.
Justice Sotomayor: May I ask you, when do you believe that counsel below objected? And your brief seems to assume he did, but as I read the transcript, I can't find where he objected clearly. Alderson Reporting Company 1 Assuming he didn't object clearly, can you say under any circumstance that appellate counsel was ineffective for choosing the route he did?
Seth Kretzer: Yes, Your --
Justice Sotomayor: Given plain error review, if there was no objection, wasn't the sufficiency of the evidence the best way to approach a forfeited error?
Seth Kretzer: Well, as an initial matter, it must be remembered that plain error is not the standard in Texas. Even if a jury instructional objection is not made, all that happens under Almanza is the standard of review turns to -- from harm to egregious harm, which is less incisive for Petitioners than plain error standard, which prevails in Federal court. But, more importantly, the trial counsel did object, particularly at page 52 of the Joint Appendix --
Justice Sotomayor: He objected to the sequence of what the judge was saying. He didn't argue any transferred intent in the way that the Court later found in Roberts. I think it's Roberts, if I'm --
Seth Kretzer: Yes.
Justice Sotomayor: -- if my memory is correct.
Seth Kretzer: Yes. Alderson Reporting Company
Justice Sotomayor: He didn't -- I don't see any discussion of the Roberts transferred intent. All he argued was, give the original instruction over again, and then give this new one.
Seth Kretzer: Oh, no, he did not say, then please do give the new one. There's no doubt the objection could have been better calibrated. And yet the closing, a discrete, complete sentence said, we object to giving of the supplemental instruction. And immediately thereafter, the State trial judge said, overruled.
Justice Gorsuch: But, counsel --
Seth Kretzer: And it must be remembered -- oh --
Justice Gorsuch: Sorry, counsel. Just to follow up on Justice Sotomayor's point, I think you argued at page 228 of the Joint Appendix that trial counsel's objection was not sufficient to cover the charging error, and I think that the Federal district court on habeas found the same thing on page 366. And so that raises, to my mind, a question whether Martinez applies here. Couldn't -- couldn't your client have brought a Martinez claim? And isn't the Martinez rule premised on the idea you get one clear Alderson Reporting Company 1 shot at bringing the issue? And -- and maybe the absence of one clear shot here would bring you within the rule of Martinez, and that would take care of this case. What am I missing there?
Seth Kretzer: Yes, absolutely. The reason this could not have been couched as a Martinez ineffective assistance of trial claim in Federal habeas is, even if the objection had not been proper to preserve the issue in the Texas State court, and then in the court of criminal appeals, there's still no way that the direct appellate attorney argued the issue either way. In other words, what should have happened, the conforming, constitutionally sufficient direct appellate brief should have argued jury instructional error. And then first in the situation that the objection had been preserved by the objection has harm under Almanza, or alternatively, that the objection of the trial court was not sufficient to preserve the objection, and then would move to egregious harm under Almanza. But in no case, in no situation was there no underlying error for the State direct appellate attorney to argue against.
Chief Justice Roberts: One -- one thing a Alderson Reporting Company 1 good appellate lawyer will do is pare down the issues that are presented on appeal, even if they think that some of those issues have merit. I mean, if you have six issues that you think you can argue credibly before the -- before the appellate court, you may decide it would be much better to focus that court on the two or three strongest issues, that adding the others will, in fact, dilute from the value of that. So when you have these -- I'm not talking about this particular case. But in general, when you have the claim of ineffective assistance of appellate counsel, it's sometimes easy in retrospect to say, well, here's an issue that, you know, maybe -- the appellate counsel, in the exercise of discretion, thought it was like number 6 in the order of -- of strength. And you look back and in hindsight you say, well, he should have made more of that, and it's not even mentioned at all in the appellate brief. I mean, I know there's also issues of trial strategy, but it seems it's more typical in an appellate case that you have -- you know, you leave things off the table. Is -- is that going to present a problem, in your view, in evaluating the effectiveness of appellate counsel?
Seth Kretzer: No, it will not. There's no Alderson Reporting Company 1 doubt that appellate attorneys retain substantial discretion to not raise certain claims that are regarded to be necessarily weaker. In fact, in a trial, presumably almost all appellate lawyers have to necessarily not raise some claims. That's why the backstop of our argument is substantiality. In other words, it's not one thing to raise an appellate claim that might have, you know, theoretically gotten you somewhere, and yet not likely to have gotten a reversal in the reviewing State court of appeals. It is very difficult to raise a substantial claim, by which we mean, in this context, one that -- and this is sort of a distinction that Federal district judges make all the time in habeas -- but the question here would be whether or not it was likely that that claim would have resulted in a different outcome in the reviewing court of appeals. And the case --
Justice Ginsburg: But in this actual case, didn't the district court hold that the ineffective assistance of appellate counsel argument, on the merits, it was insubstantial? And if -- if it was insubstantial, then we didn't -- we don't even have to get to the question you would like to present to us. Wasn't it an alternative holding that, in any case, this objection to the instruction was Alderson Reporting Company 1 insubstantial?
Seth Kretzer: Yes. The Federal district court did make an alternative holding on the merits. However, that was not addressed in the Fifth Circuit's opinion, and was, hence, not a part of the judgment that was appealed to this Court. So at the minimum, we would ask for relief as the same which this Court afforded in Martinez, which is a remand to the reviewing court of appeals -- in that case, the Ninth Circuit -- for a determination as to that prejudice -- prejudice prong. And, in fact, Mr. Martinez was ultimately unsuccessful in Federal district court in Arizona on the prejudice prong.
Justice Ginsburg: You're not in Missouri --
Justice Kennedy: Well, on the -- on the issue of whether or not Martinez should be extended to alleged inadequate assistance of counsel on appeal, what is the test that I'm supposed to apply? The -- the practicality of this? The consequences? The private interests of the prisoners and the public interest in finality -- is that what I'm supposed -- is there some test you want me to apply?
Seth Kretzer: Oh --
Justice Kennedy: And when this test is applied, I -- I have -- have to say, it was somewhat Alderson Reporting Company 1 stunning to me to read at page 15 of your brief that one study indicates that although 81 percent of habeas petitions in capital cases raise a claim of ineffective assistance of counsel, only 31 percent alleged ineffective assistance of appellate counsel, that's a third of the cases. This is a tremendous burden.
Seth Kretzer: Well, to answer your question, no, the test that we -- the standard we would ask you to apply is the same that was in Martinez. Basically, first, was there a substantial claim? Did -- was that claim defaulted in the initial review collateral proceeding? And when we say "substantial," we mean one that was likely to result in a different outcome. That's why the claims will be very rare of -- substantial claims of ineffective appellate counsel. And yet when they do exist, they will likely be incredibly meritorious claims --
Justice Kennedy: No, but my question was, was the systemic one, is -- is what are the systemic standards I look to, to see whether or not we should extend Martinez to this kind of case?
Seth Kretzer: Oh, yes.
Justice Kennedy: And then what guidance do I have? It looked like Mathews v. Eldridge. I'm the Alderson Reporting Company 1 one that -- or this Court's the one that balances?
Seth Kretzer: Well, yes, in Martinez, this Court particularly created an equitable rule in the exercise of this Court's discretion saying that there would be an exception as it were to cause and the cause and prejudice inquiry, because otherwise you would have petitioners who would never have any forum in which this ineffective assistance claim could be litigated. The door has been opened in Martinez now for over 5 years. There has not been an inundation of new petitions in Federal court. And --
Chief Justice Roberts: One -- one significant distinction, of course, is that these claims of appellate assistance -- ineffective appellate assistance of counsel, under the logic can be raised in every State. Martinez, Trevino, it's only where the State has funneled the decisions to collateral review. Appellate claims like this, you know, obviously can't be brought on appeal in every State, and so this would arise, in terms of evaluating the statistics, it would be many, many times the numbers of Martinez claims that you see, and we see -- and -- and there are now an awful lot of Martinez claims anyway.
Seth Kretzer: In Martinez, what Arizona had done was said as a statutory matter, you cannot raise an Alderson Reporting Company 1 ineffective assistance contention in the direct appeal. Instead it was deliberately channeled over to habeas. There's a reason that in a claim like Mr. Davila's that the initial review collateral opportunity to challenge the claim of ineffective contention is State habeas, and that is because it is impossible, physically impossible --
Chief Justice Roberts: I -- I've got -- I've got to -- do -- for them to raise the appellate --
Seth Kretzer: Yes, themselves --
Chief Justice Roberts: I'm sorry to cut you off, but I -- I understand that, but that's going to be true in every State, right? It's going to be -- you're going to have the same difficulty of raising ineffectiveness of appellate counsel on direct review in every -- every State.
Seth Kretzer: Yes, that would be a uniform impossible --
Chief Justice Roberts: Yeah. Martinez, one of the important considerations at least for some in Martinez is that it is narrow. It's only where the State has funneled the ineffective assistance at trial claims to collateral review.
Seth Kretzer: I would ask the Court to look at the vantage point. In Martinez, there was not a Alderson Reporting Company 1 mechanism by which the States were punished for removing the claim from what -- direct appeal to habeas. It was an equitable exception in favor of the petitioner, because if the equitable exception were not there, then petitioners would suffer the reality, there would be no court ever --
Justice Sotomayor: Counsel, you're not dealing with the question asked.
Seth Kretzer: Okay.
Justice Sotomayor: All right? The question asked has to do with the burden on the courts. Both Justice Kennedy and Justice Roberts are saying, if we recognize this right, the courts are going to be inundated with these kinds of claims because in every State, ineffective assistance of appellate counsel isn't -- can't be, by definition, raised in direct review. It all has to be channelled to collateral review. So in every State, every defendant will be able to raise this claim and it will inundate the -- the system.
Seth Kretzer: We don't think so. The --
Justice Sotomayor: And you haven't articulated the reasons you don't think so.
Seth Kretzer: Yes. I would --
Justice Sotomayor: I could start with how Alderson Reporting Company 1 many post-conviction ineffective assistance of appellate counsel cases, the 31 percent that Justice Kennedy was pointing to, in how many of those is relief granted?
Seth Kretzer: If any, a very minute number, because it is so --
Justice Sotomayor: Infinitesimally small.
Seth Kretzer: Yes.
Chief Justice Roberts: Are there hearings in those cases --
Seth Kretzer: For --
Chief Justice Roberts: -- cranting the necessity for the court to evaluate the claims before they decide not to grant the -- the allegation --
Seth Kretzer: No, very rarely are there actually Strickland hearings on 2254 in Federal district court, for the reason that it's very hard to, one, show a substantial claim, and then, two, to reach through the --
Chief Justice Roberts: The court presumably has to read the -- the filings in the case to decide that the claim is not substantial, correct?
Seth Kretzer: Yes, it would be necessary for the court --
Chief Justice Roberts: So -- so the number that are granted really isn't the consideration we're Alderson Reporting Company 1 looking to, is it? It's the number that are going to force the courts to review them.
Seth Kretzer: Well, I think if one accepts that for now, 4 or 5 years Martinez has been the law and -- and a number of these claims have been made, at most there might be, in a small subset of those, a very small number of additional ineffective assistance of appellate counsel claims made because it is so hard for a petitioner to formulate such a claim. For a Petitioner such as Mr. Davila, to have raised a claim like this on his own, of course, Martinez talked a lot about the importance of having an effective assistance of counsel to vindicate an underlying ineffectiveness contention, Mr. Davila would have had to have been familiar with the jury charge, he would have had have been -- with the Texas law --
Chief Justice Roberts: Well, I mean, are you saying it would have been hard to formulate? Are you suggesting that someone facing this sentence that Mr. Davila is facing would say, well, let's not do that, let's not raise an ineffective assistance of appellate counsel or somewhere and said, because it's just too hard to formulate that claim? These are situations where the defendant is facing capital punishment where they are going to raise Alderson Reporting Company 1 every possible claim they can, and I don't know why it would be terribly different for defendants facing life in prison or further sentences.
Seth Kretzer: Well, the -- as I said, there's a very difference between raising every possible claim that they could versus a lawyer's obligation to raise meritorious, not raise frivolous claims. And there may be at the margin some additional claim that perhaps when it's sifted through is found not to ultimately be successful. We would argue a substantial claim is one that necessarily, when it does exist, is going to be one that which -- about which there does need to be a hearing about the underlying ineffectiveness.
Justice Alito: What concerns me about your position is that it seems to blast an enormous hole in the doctrine of procedural default. Unlike Martinez and unlike Trevino, which were cabined, it -- it seems to me, and you'll correct me if I'm wrong, that if we agree with your position, then anything that -- that an attorney in Federal habeas can examine the trial record, and if that attorney finds anything that seems to be an error, it can be raised in Federal habeas, even if there was no objection at the time of trial, it wasn't raised on direct appeal, it wasn't raised in a State collateral Alderson Reporting Company 1 proceeding. That's where this is going. And if it's an -- if the underlying error is ineffective assistance of counsel, well, whatever it is, all of that will be evaluated by the Federal habeas court outside of AEDPA. That's where this is going. So this is an enormous hole. Am I not -- isn't that where this -- isn't that what this means? Because the -- the argument in Federal habeas would be there was cause because counsel was ineffective at the collateral -- State collateral proceeding, and this counsel was ineffective at the State collateral proceeding because there was ineffective assistance on direct appeal. And then counsel on direct appeal was ineffective because there was an error at trial. So the Federal habeas court has to make all of those determinations, and if the court -- the -- which means the court is going to have to look at whether or not there was an error at trial and, in doing that, it is not going to be asking whether a -- whether a State court reasonably rejected the claim because it was never presented to the State court. So it's going to be de novo review.
Seth Kretzer: It would be very difficult -- the situation is not simply -- the task for the Federal Alderson Reporting Company 1 habeas petitioner is not to simply aggregate every objected to or unobjected to evidentiary error or any downline error and simply present all of those in the Federal habeas petition. What they would then have to do is also find some authority from the State court of appeals saying that this type of error or constellation of errors would constitute a reversible error.
Justice Alito: Well, they'd have to find something that they can argue in the Federal habeas was an error, but procedural default would be out the window.
Seth Kretzer: Well, yes, but, again, it's not enough to simply say these were the trial errors. One would have to say that these were trial errors and here's some reason why the reviewing court of appeals would have held differently. That's very different from --
Justice Alito: Right. And the Federal habeas court is going to have to analyze that, which means the Federal habeas court is going to have to analyze all of these alleged trial errors that were never previously raised in the State court.
Seth Kretzer: Our argument would simply be it's one thing to make a -- state this error or that Alderson Reporting Company 1 error happened at the trial. Of course, every trial has some error that occurred in it. But one would have to do to create a substantial claim, in other words, not one that would be very easily discarded by the Federal district court would be then to say, here's a reason why this would create a different outcome. That would not be easy to do for downline claims, but when one gets to claims as important or as vital as jury instructional errors, those are a type of substantial claim that --
Justice Breyer: Say, so what -- you started to say this, but I guess Martinez itself, one of the concerns was that any mistake that the trial -- that the trial attorney makes -- and normally, by the way, you -- you don't make ineffective assistance counsel claims on direct appeal, I don't think. It's usually the same lawyer. You have to make it in State habeas. Okay. What would happen would be that the defendant with a new lawyer in Federal habeas would go through every mistake that the trial court made, that the -- that the trial lawyer made, and say it was ineffective assistance of counsel. And so the judge would have to do just what Justice Alito said, though perhaps a few fewer States. So, you started to say this. What's the answer? It's five years. To what extent has the Alderson Reporting Company 1 Martinez claim proved a burden on Federal court? Is there any empirical information?
Seth Kretzer: We don't think there had been -- there may have been additional -- Martinez and now Martinez-Trevino claims that had been made in Federal petitions, but not an increase in the number or appreciable increase in the number of Federal petition --
Justice Breyer: What I -- I asked you really, is there any empirical information? Because, of course, I think you probably think no. But the other side may think yes. And so that's what I would like to know, is there any -- anyplace I could look to find out whether it has proved to be a burden or not, where there have been a lot of claims or not?
Seth Kretzer: Yes. We do have some studies cited, and certainly I will get them to have ready to present in the -- in the rebuttal. But our point would be that, again, if the rule of Martinez is still the rule, and if it is not also applied to ineffective-assistance-of-appellate-counsel claims, then Petitioners, like Mr. Davila, are actually worse off if their trial lawyer did object than if they did not. If they did object, they -- they had not objected down at Alderson Reporting Company 1 trial court, they would already be covered by the Martinez -- this is a very modest application of Martinez that we don't think will create appreciable --
Justice Alito: But Martinez concerned ineffective assistance of counsel in a limited number of States, and Trevino arguably extended it to a few additional States. But if we accept your argument, it applies everywhere, and it's not limited to ineffective assistance of counsel. It is -- it applies to every single -- every single type of error that could occur at trial.
Seth Kretzer: No. We would disagree. Certainly, the only issue -- Martinez and Trevino, of course, were limited. It talked about ineffective assistance of trial claims. Those were the claims that were presented in those cases. That was different. We don't think that this Court necessarily, if you rule in our favor in this case, that has application anywhere beyond ineffective-assistance-of-appellate-counsel claims.
Justice Alito: Yeah. But the ineffective assistance of appellate counsel would be based on any type of error that occurred at trial. So here you have a jury instruction error. But if we agree with you, it would apply to the Alderson Reporting Company 1 erroneous introduction of evidence, to the -- to improper statements made in closing, to any type of trial error, any type of constitutional trial error you can dream of. So whatever the statistics are on Martinez, this goes way, way, way beyond Martinez. And Trevino.
Seth Kretzer: I would say that, again, the only -- if Martinez is the rule and those -- Martinez claims were about ineffective assistance of trial counsel now, have been made for at least five years. There is not, as Justice Breyer said, a large number of claims made contending ineffective assistance of appellate counsel. And that's why it's so important that the Martinez doctrine do apply.
Justice Breyer: I don't think that's -- I think, as I'm gathering Justice Alito's point -- and I think it's an -- you know, it's an interesting point and important, what is ineffective assistance of appellate counsel? I mean, I understand somewhat ineffective assistance of trial counsel, but it can't just be an ordinary mistake. It has to be something rather special.
Seth Kretzer: Yes.
Justice Breyer: Now, is ineffective assistance of appellate counsel the same, or is an Alderson Reporting Company 1 appellate counsel ineffective whenever the appellate counsel fails to present a claim that the trial judge made a mistake in the trial?
Seth Kretzer: The Strickland standard for ineffective assistance is the same for contentions of ineffective assistance of trial counsel and ineffective assistance of appellate counsel.
Justice Breyer: So it's very hard to see when it would be ineffective assistance when there wasn't also ineffective assistance of trial counsel. What is such a case? I mean, I'm just probably missing it, but what -- what is a case where -- where there's ineffective assistance of appellate counsel, but not ineffective assistance of trial counsel? What is that case?
Seth Kretzer: Yes. Certainly evidence is seen in Mr. Davila's case, because there is, in Texas, jury instructional error is not forfeitable. In other words, there is not some -- unless the trial lawyer objects, there's necessarily --
Justice Breyer: So then why didn't the trial counsel -- this -- I can see that this was a very important matter for this particular defendant, but then why wasn't the trial counsel ineffective?
Seth Kretzer: Well, again, the trial counsel Alderson Reporting Company 1 did formulate -- maybe not the best calibrated -- but did formulate an objection. The -- I think the way in which this arose in this case is very unusual in that neither the -- the State never requested a transferred-intent instruction. After the jury, which had been out for over four hours at this point with those confessions, sent out that jury note No. 2 asking directly about the theory of Mr. --
Justice Breyer: Well, what about saying this: Suppose we said, yes, there is -- it's the same situation, you know, you have ineffective assistance -- you have ineffective appellate counsel. Well, obviously, you can't raise it because he was ineffective. So you never had a shot at it. It's catch-22. Same with the trial counsel. But those things, it's very unlikely that you're going to have ineffective assistant of appellate counsel where there wasn't also the ineffective assistance of trial counsel. It's very hard to think of such an instance. And just the bringing of an ordinary mistake is failure to bring an ordinary mistake will unlikely to be qualified. Suppose we wrote that into the opinion or the equivalent. What would you think of that? Alderson Reporting Company
Seth Kretzer: I think the problem is that the question here is not a Strickland determination as to the direct appellate attorney in this case. There may have been a strategic reason not to raise the claim. I would rather be skeptical, considering the direct appellate brief specifically did not request oral argument. There were no page limitations they were up against or anything like that, but that would be something that would be sorted out at a Strickland hearing where this -- the first prong, the tactical reason for doing or not doing something, would be pressed out in detail.
Justice Gorsuch: Counsel, we spent a lot of time talking about Martinez, but one case we haven't discussed is Coleman.
Seth Kretzer: Yes.
Justice Gorsuch: And Coleman sets out the general rule that ineffective assistance by counsel in collateral review does not suffice to establish cause for purposes of Federal habeas. That's the general rule. And Martinez carves out a small exception for when there wouldn't be any chance to raise an issue in State court at all. And that doesn't apply here because trial court counsel could have raised this issue. We all admit that. Alderson Reporting Company 1 So when we -- when we overrule a precedent, or part of a precedent, as I think you're effectively asking us to do with Coleman, we normally don't just ask about the merits. We also ask about the reliance interest, the workability, whether the question is statutory rather than constitutional. And I didn't see you address any of those factors in your brief. And I'm wondering what I'm supposed to make of that. Help me out.
Seth Kretzer: Yes. The Coleman rule bars all other attorney mistakes that would be imputed to a client. Martinez is very clear that there was not a stare decisis problem because, in Coleman, the ineffectiveness was missing the deadline for the appeal from the hearing on the habeas petition in Federal -- in State court in Virginia, not an ineffectiveness in the initial collateral proceeding itself, called first-tier review opportunities at that point in time. Nothing about the relief Mr. Davila is seeking will have any effect on deficient performance by Federal habeas counsel. There will be no effect that the State petitioner missed their limitations period to file in Federal district court. There would be no effect if that State habeas petitioner had gotten leave to file a successor writ, or then re-file for State Alderson Reporting Company 1 habeas, or if they declined the State-appointed attorney, the attorney the State offered to appoint. All of those situations would still be barred by the rule in Coleman, so Coleman is very much good law. Martinez simply looked at -- at peace that was arguing dicta in Coleman, whether or not the ineffectiveness was in that initial review collateral proceeding itself, and that's the situation we have here.
Justice Ginsburg: If I may ask one question about your -- your bottom line. I think you said that if counsel had taken up -- challenged the instruction on direct appeal, it would have led to a new trial.
Seth Kretzer: Yes.
Justice Ginsburg: Why a new trial? Why isn't the consequence of ineffective assistance of appellate counsel not a new trial of the case, but just a new State court appeal?
Seth Kretzer: Oh, yes. Well, the remedy -- the Federal remedy that we're seeking would be leave to file a additional supplemental direct appeal in State court, at which the argument would first be made that the jury instructional challenge was the harm standard of Almanza, or alternatively, under the egregious harm standard of Almanza. But with the -- ultimate new trial Alderson Reporting Company 1 would, of course, have to be upon prevailing on a new direct appeal in the Texas Court of Criminal Appeals. So I will save the balance of my time for rebuttal.
Chief Justice Roberts: Thank you, counsel. Mr. Keller. ORAL ARGUMENT OF SCOTT A. KELLER ON BEHALF OF THE RESPONDENT
Scott A. Keller: Thank you, Mr. Chief Justice, and may it please the Court: Extending Martinez to appellate-IAC claims will have a huge systemic cost by opening up the entire trial and everything that happened at trial to Federal habeas review. And the countervailing concern, as Justice Sotomayor noted, is there's an infinitesimally small number of meritorious appellate IAC claims. So you're going to have huge costs --
Justice Sotomayor: Ah, but does that -- does that mean that we don't remedy that? Assuming -- because, I agree -- Justice Breyer pointed out, and others have, the number of cases are going to be tiny. And as with all cases, there's an initial uptick of claims until people settle down and realize that it's a small number that are viable, and that happens pretty quickly. Do we ignore that simply because there might Alderson Reporting Company 1 be that small uptick at the beginning?
Scott A. Keller: Well, this is why Coleman is still the rule. Martinez expressly reaffirmed Coleman. Outside of that narrow context at trial --
Justice Sotomayor: You mean the substantial claim of IAC? This is -- no one is going to be looking at an ineffective-assistance-of-appellate-counsel claim, assuming one is viable, unless there's a substantial claim, and no one will otherwise look at it.
Scott A. Keller: Well, and here, the question is -- the relevant appellate IAC claims to look at here are those where the claim was raised in trial court, and the trial court did, in fact, adjudicate, decide the issue. It made a record, and then both appellate and habeas counsel have chosen not to raise it.
Justice Kennedy: Yes. And just -- just to fortify your point, I take it there are any number of defense counsel objections that are overruled. So defense counsel has been adequate, but then if -- but then the appellate counsel may very well overlook some of those. And that -- and so -- so the idea that there's not going to be IAC at the appellate level if there was not IAC at the trial level, it seems to me, not -- not sound. Alderson Reporting Company
Scott A. Keller: Justice Kennedy, and when -- here, there -- there's no dispute that trial counsel was effective. They have not raised a trial IAC claim about the supplemental jury instruction. And so while appellate IAC claims are difficult to prevail, there -- it's going to be even more difficult in this situation, because the trial IAC gateway that Martinez already provides would give a petitioner everything they needed if trial counsel was ineffective. So if trial counsel does raise the claim, if trial counsel does preserve it, and the trial court does decide the issue, then both appellate and habeas counsel choose not to raise it, it's going to be an exponentially lower chance that those claims are going to be meritorious.
Justice Kennedy: Could you address my question to the Petitioner's counsel? What is the standard of -- we're supposed to follow in deciding this case? Our view of the systemic consequences? And -- and what is -- what -- what is the case authority that gives us instruction in that regard?
Scott A. Keller: Martinez itself recognized that what it was doing creating the narrow exception from Coleman was that was an equitable judgment. And in fashioning the rule, the Court looked at -- it was Alderson Reporting Company 1 trying to maintain a baseline where no court had ever adjudicated the underlying claim of trial error, and the Court recognized the bedrock foundation unique right to trial counsel. And putting together those two factors, plus the channelling concern, those were the three pillars of Martinez, and none of those three pillars are present here.
Justice Sotomayor: So let's go through the three pillars here. No one is reviewing whether appellate counsel has been adequate. Do you -- although you're not entitled constitutionally to appellate counsel on direct appeal, I don't know that we haven't, repeatedly, and so has every other court recognized the importance of counsel at the appellate level. I think virtually every State, if not every State, gives you a lawyer. So that prong is, in my mind, equal. The second prong is the --
Justice Kagan: Could you respond to that first? Is that okay, Justice Sotomayor?
Justice Sotomayor: Yes.
Justice Kagan: Because -- because there is -- there's no right -- there's no need to have an appellate process, but once the State has given an appellate process, there is a right to have effective assistance of counsel on appeal. So that seems an Alderson Reporting Company 1 important right.
Scott A. Keller: Every appellate IAC claim is necessarily going to, though, be based on an underlying issue of an alleged trial error. In other words, this is going to be a -- to use the words of prisoner's counsel in Martinez v. Ryan, appellate IAC claims are a second order claim. They are going to be based on what happened at trial. And the trial court will have already adjudicated that claim of underlying trial error in the relevant set of cases that any extension of Martinez could apply to. Because, again, if the court --
Justice Sotomayor: I'm sorry. I -- I -- they're only -- they're not asking the question on the trial court whether appellate counsel has erred. They are asking a different question.
Scott A. Keller: That's correct. But an appellate IAC claim necessarily says, my appellate counsel didn't raise an issue and that issue is something that happened at trial that I thought was error. That issue is --
Justice Sotomayor: Not just error, but error likely to result in a different outcome.
Scott A. Keller: Yes. However, that alleged trial error that would have resulted in a different Alderson Reporting Company 1 outcome would have been, in fact, adjudicated in the trial court already. In --
Justice Sotomayor: But we already know that even under plain-error review, because we've done it in -- in a number of different cases, that trial courts err.
Scott A. Keller: But if -- if the Court were reviewing this under plain error, though --
Justice Sotomayor: The question is, did appellate counsel err in failing to raise something that might ultimately go to the Supreme Court, as has happened.
Scott A. Keller: The Martinez trial IAC gateway, though, that already exists, would cover any claim that was not, in fact, preserved in the trial court. So what the Court is confronting now is whether to extend Martinez to situations where the trial court has, in fact, already ruled on the case. So really what this case concerns would be a doubly defaulted claim of trial --
Justice Sotomayor: They have ruled on -- they've ruled on a question of error below, but not a question of appellate counsel error.
Scott A. Keller: That -- that's right. The precise ruling on the appellate counsel issue, that Alderson Reporting Company 1 claim in particular, would not have been passed upon. However, that claim is necessarily predicated on an issue of a -- an alleged trial error that would have been adjudicated, and that neither appellate nor habeas counsel raised it. And in that situation, when you'd have to have three levels of error, there's going to be an infinitesimally small number of cases that are meritorious, combined with opening up the entire trial, every single issue, even State law objections to Federal habeas review. That would be taking the Court back to something akin to Fay v. Noia, which was overruled --
Justice Breyer: The same question that I had before. I -- I mean, every -- every instance in which a trial counsel might have objected but didn't, in principle, could be the subject of Martinez. I suppose that's quite a few. I don't know there are any more or any less. So what's actually happened? Is there any information anywhere about whether -- any empirical information about whether habeas courts, Federal habeas courts, have been deluged, or have -- do we know?
Scott A. Keller: The answer is yes. In our brief, we've pointed out --
Justice Breyer: Where?
Scott A. Keller: -- Martinez has been cited Alderson Reporting Company 1 3,800 times in Federal cases since it was decided, and I would also point the Court to the amicus brief for the Criminal Justice Legal Foundation at page 20. What it did was it looked at the last ten cases in the Ninth Circuit out of Arizona in capital cases. Arizona was picked because that would have been the longest standing State that has that rule, because that was where Martinez came from, and seven out of the ten cases there raised Martinez claims.
Justice Breyer: Yeah --
Justice Sotomayor: How many were granted?
Scott A. Keller: None. We are -- we are facing all sorts of collateral litigation in the Martinez trial IAC paradigm. And the Court justified that on the basis that that right was unique. Martinez was just the latest in a long line of cases where this Court has treated the right to trial counsel and only that right as unique, that would be an exception to procedural bars that would apply otherwise.
Justice Breyer: Is it fair to say several hundred a year have come up under Martinez out of -- out of, roughly, how many habeas petitions? Out of fifty thousand? I don't know. Hundred thousand? Forty thousand?
Scott A. Keller: I do not have those Alderson Reporting Company 1 statistics.
Justice Breyer: All right. But several hundred a year. Now, is there a reason to think there would be more? I mean, after all, you know, I grant you it's slightly different, you're complaining here about a trial error that was raised and the judge wrongly decided it. And the counsel on appeal should have pointed that out, but he didn't. Just like you point out with the trial judge -- the trial lawyer should have raised, but he didn't. Very, very few are granted, very few. And here, I guess, very, very few would be granted. But the burden would be to read all those. Now, is it -- is it more, do you think? Why would it be more? I don't see why it would be more. It might be. I'm -- that's why I'm asking, though.
Scott A. Keller: Well, I'm not sure more actual petitions would be filed, but the courts will certainly see a massive uptick in Federal habeas review of appellate IAC claims. As the reply brief at page 15 noted, a third of the cases were raising appellate IAC claims. And it's not just will these claims be successful. It's are courts going to have to go through them? And -- and consider in briefing this case, what the courts and the States will be presented with. You would be arguing about what did appellate counsel raise, Alderson Reporting Company 1 what didn't appellate counsel raise, which claims were stronger, and then what was the underlying trial error.
Chief Justice Roberts: Would this apply in -- wouldn't -- I mean, this would apply in every State, right?
Scott A. Keller: Yes.
Chief Justice Roberts: Not just States where Martinez and Trevino apply, right?
Scott A. Keller: That's right.
Chief Justice Roberts: And wouldn't that be pertinent in assessing the significance of the number of times this issue is going to be raised?
Scott A. Keller: It absolutely would.
Chief Justice Roberts: If it's going to be raised in 50 States rather than two?
Scott A. Keller: It would. And this goes to the point that Martinez recognized, that there -- there's an external factor. There's a deliberate choice by the State to channel a claim. That's not present here. And it will apply in all 50 States.
Justice Breyer: Well, yes, that's true, but how many are in the other? How many -- what's the number in the other? What is the -- what is the number? I mean, the norm, I thought, was that you raise an ineffective-assistance-counsel claim in the collateral Alderson Reporting Company 1 proceeding. So how many States, actually, does Martinez not apply to? Do you know that? I -- I doubt that it's, you know, a small number, but I'm pretty certain it isn't every State. Do we have any idea here?
Scott A. Keller: At page 33 of our brief, I don't have the precise number, but we do cite various cases that show that Massachusetts, Wisconsin, Ohio, Oklahoma, the Martinez Rule does not apply, because, effectively, what happens there is the proceedings are stayed so that the trial-IAC claim can be raised at that time and not --
Justice Kagan: But in -- in most States it does apply; isn't that right?
Scott A. Keller: Correct.
Justice Kagan: Yeah. Yeah. And then, General, I think that your brief did the right thing in terms of thinking about Martinez to say why did Martinez make the exception that it did and ask whether those same factors suggest an analogous exception here. I think that that's the right way to go about thinking about this question. So, I mean, it seems to me that your main theme here is this idea that you did get one shot; is -- Alderson Reporting Company 1 is that -- is that correct?
Scott A. Keller: Combined with the unique right to trial counsel --
Justice Kagan: Yeah --
Scott A. Keller: -- and the -- and the -- and the significant --
Justice Kagan: Okay.
Scott A. Keller: -- systemic costs.
Justice Kagan: Okay. So the unique right, I mean, I think we've talked about. It's -- trial counsel, for sure, is the most, most, most important, but appellate counsel is pretty important too. But just let's think about this you -- you got one shot already. I guess I'm just not sure I understand it, because it seems to me what Martinez said is, you wouldn't -- you wouldn't get a shot to make your trial -- ineffective assistance of trial counsel claim, your IATC claim, and only if we made the exception that we did would you get a shot to make that trial counsel claim. And here, similarly, only if we do the same thing will you ever get a shot to make a claim that your appellate counsel was deficient. And people do have an independent, freestanding constitutional right to effective appellate counsel. Alderson Reporting Company
Scott A. Keller: But Martinez focused on the fact that there was a particular trial error and a particular type of trial error that was not being able to be raised. And appellate-IAC claims are going to be based --
Justice Kagan: I think if you read --
Scott A. Keller: -- on that trial error.
Justice Kagan: -- Martinez, Martinez basically does not talk at all about the underlying error. It talks about the ineffective assistance claim. Now, of course, ineffective assistance is important because, you know, it's not just the lawyers there for show, it's -- it's to remedy or prevent some underlying claim. But the same is true here. If Martinez was trying to figure out how to ensure the fairness of the trial process, this would be trying to figure out how to ensure, through effective counsel, the fairness of the appellate process. And it seems to me quite analogous, indeed identical --
Scott A. Keller: But in --
Justice Kagan: -- just on a different level.
Scott A. Keller: But in Martinez, the ineffective assistance claim was a trial error. The Alderson Reporting Company 1 litigation necessarily applies --
Justice Kagan: But here -- but here it's an appellate error.
Justice Ginsburg: But one thing that's the same is that the State habeas would be the first opportunity to raise this. You can't raise ineffective assistance of appellate counsel on the appeal. That's obvious. So your -- the -- the State habeas is the first time you could raise it. And in considering this question, I'm sure you anticipated this, Justice Scalia, in Martinez, said there's not a dime's worth of difference between an ineffective assistance of trial counsel -- the issue in Martinez -- and those where Petitioner claims his direct appeal counsel was ineffective. Was he wrong in thinking there's not a dime's worth of difference?
Scott A. Keller: He was wrong in this instance. And the reason is because Martinez was trying to maintain a baseline where at least some court had adjudicated the underlying trial error, and even as Martinez itself reaffirmed the general rule of Coleman. And if this Court were to start extending that now to appellate-IAC claims, it would be returning the Court to something akin to Fay v. -- Alderson Reporting Company
Justice Kagan: But, again --
Scott A. Keller: -- litigation --
Justice Kagan: -- General, you're sort of --
Scott A. Keller: -- at some point.
Justice Kagan: -- redefining it so that it fits your position. But Martinez was about having some court evaluate the ineffective assistance of trial claim, and this is about having some court evaluate the ineffective assistance of appellate counsel claim. And is there an underlying thing that we're trying to get at? Sure. In Martinez, it was ineffective assistance of trial counsel to ensure that the trial process was fair. Here, it's -- it's -- it's having some court litigate the ineffective assistance of appellate counsel claim in order to ensure that the appellate counsel is fair. So the two are quite analogous.
Scott A. Keller: But under that reasoning, it would be -- the right to counsel necessarily has to end at some point. It could always be that you could then show ineffective assistance of State habeas counsel or Federal habeas counsel.
Justice Kagan: It -- it ends, I think -- you're exactly right. And I think it ends where the Alderson Reporting Company 1 Constitution gives out. Because we've said that although the State does not have to set up an appeals process, once it sets up an appeals process, you are entitled to effective counsel in it. And so that's where it ends.
Scott A. Keller: That's right as a constitutional matter. However, State procedural bars under Coleman and Martinez still apply. And the cost of federalism and comity, particularly in a situation like this where the State trial court will have necessarily already decided the issue, and upsetting that is going to be precisely what the Court was trying to avoid in Coleman. And that's why when -- the first sentence of Coleman is, "This is a case about federalism." And indeed this case is too.
Justice Kagan: Yes. And then there was Martinez. And as you said, in Martinez and in Trevino, we really went through the three factors that you talk about in your brief: How important is this? Is this the only shot? And, you know, does the State have something to do with this, or something. Is that the third one? And, you know, I'm -- I'm suggesting it's pretty important, and this is your only shot.
Scott A. Keller: But the difference is it's Alderson Reporting Company 1 not your only shot because the claim is going to be about an underlying alleged trial error. Here, opening up the claims for appellate-IAC --
Justice Kagan: But this claim --
Scott A. Keller: -- you're going to have --
Justice Kagan: -- is not about the underlying trial error. This claim is about effective assistance of appellate counsel. And -- and -- and that's about ensuring that the appellate process has integrity and fairness attached to it.
Scott A. Keller: But, Justice Kagan, at root here, the issue is a supplemental jury instruction which was not preserved, which was correct, and there would have been no prejudice from in any event. And this is the type of case the Court should be worried about. There are going to be these State law objections of something that came up at trial, although this is an odd posture because it was not preserved in fact, but that would be the case the Court would have to be worrying about. And then we're going to be here twice over that claim being defaulted, arguing about not necessarily whether there was -- did appellate counsel make this decision or that decision. It's going to collapse into an underlying review of what happened at Alderson Reporting Company 1 trial. And that's going to apply for all errors at trial on federal habeas, which is something this Court has long avoided, to undo the judgments issued by State courts, particularly when they are doubly defaulted claims that were, in fact, considered by at least one court before.
Justice Kagan: But, General, that assumes that a -- that some court is going to say, if there was a trial error that we can see out there, then there was ineffective assistance of appellate counsel. But that's not correct for many of the reasons that people on -- I mean, that everybody acknowledges. To have ineffective assistance of appellate counsel, it's not because you failed to make an argument about any old trial error; it's going to be a special and rare thing.
Scott A. Keller: And, Justice Kagan, precisely because it's going to be rare, that it's going to be an infinitesimally small number of cases are going to be meritorious, that has to be weighed under Martinez's equitable calculus against the huge systemic cost of opening up the entire trial on Federal habeas review to every little State law objection and evidentiary objection. Here, it's jury instructions.
Justice Alito: Why will it be a small thing? If you can identify looking back that there was Alderson Reporting Company 1 an objection that should have been granted, and it might have -- might have led to a different result at trial but it wasn't raised on direct appeal, then there's going to be ineffective assistance of -- of appellate counsel.
Scott A. Keller: Exactly, Justice Alito, and that's why it will collapse. Also, too --
Justice Sotomayor: I'm sorry. That's not the test -- that's not the test. The test is, would it have resulted in a -- a difference on appellate review, not at trial.
Scott A. Keller: Well --
Justice Sotomayor: There's -- the appellate review is on the basis of the record as it exists, not on one that should have existed.
Scott A. Keller: Yes, but it's going to collapse into an analysis of what was the alleged trial error, because that would be what appellate counsel should have been trying to raise in that situation. Also, if I can back out, what we're talking about here is not just success on the merits of the claim. Raising a substantial claim of appellate-IAC, that standard is the would reasonable jurists debate standards that the Court is familiar with from the Alderson Reporting Company 1 certificate of appealability standard. That is not a high threshold to survive. And so the number of claims that would flood into courts on Federal habeas review would be many. It's --
Justice Breyer: Well, you'd have to show, wouldn't you, that -- that the -- any reasonable lawyer would have raised this -- would have won this claim and made a difference -- raised it, won it, and it would have made a difference.
Scott A. Keller: You'd have to show that, but this case --
Justice Breyer: Yeah, but that's not that easy to show, just as it's not that easy to show in a -- in the -- in the same situation in the trial.
Scott A. Keller: But that's analyzing whether the claim would succeed. As far as --
Justice Breyer: No --
Scott A. Keller: -- on court --
Justice Breyer: I -- I accept that, and people raise all kinds of things in habeas. You know, they're -- they're -- this is a -- district judges are kept busy with these habeas petitions, I accept that. That's why I'm -- I'll read the empirical -- I -- I'm curious to know just what the situation is empirically.
Scott A. Keller: And -- and they're going to Alderson Reporting Company 1 be even busier and it's going to divert their attention from claims that would otherwise be meritorious. Extending an exception like this to an acknowledged set of claims that have an infinitesimally small chance of merit, that is not a good use of judicial resources. That's not why the writ of habeas corpus exists. And the equitable judgment inherent in -- in Martinez and various other cases on habeas review have noted that that equity must weigh in, and we would be inundated with all sorts of claims about even State law and --
Justice Breyer: The other side has been brought out. I mean, there is the occasional claim where let's suppose the appellate lawyer just really didn't even bring an appeal. He had a two-page brief and the trial was rife with errors and a serious penalty. It was attached and -- and no relief whatsoever. He can't bring that to any court. Do you see that? That's the other side of it. Even if there are only a few.
Justice Kennedy: Or you could bring it on State collateral.
Scott A. Keller: You absolutely -- you could bring it as is --
Justice Breyer: He has to have -- he has to have failed to do that, and -- or at least the State Alderson Reporting Company 1 collateral review has to also have been inadequate. And so we have to have a couple of situations where they are both inadequate or you don't even get into the Federal court. So the standard for winning, which you concede is quite -- is very tough and -- but suppose it's met, that's -- that's, of course, what's annoying on the other side. Here is a person in jail forever or worse, and the trial filled with errors and didn't have decent counsel anywhere and what a mess. I mean, shouldn't there be some remedy? And there is none. And that's why Justice Scalia wrote that there's no way to stop this extension.
Scott A. Keller: Well, first of all --
Justice Breyer: He wasn't for it. (Laughter.)
Scott A. Keller: First of all, the miscarriage of justice -- actually in this instance, exception to overcome procedural default -- already exists. And so that would capture any cases of actual innocence that Your Honor would be discussing.
Justice Breyer: Where -- where does it exist?
Scott A. Keller: McQuiggin v. Perkins. The -- you can overcome a procedural default for a miscarriage of justice. Wholly separate from Martinez. Alderson Reporting Company 1 And in that situation you could overcome a procedural default using that -- that actual-innocence gateway. Now, as Justice Kennedy noted, though, State habeas would be the place to raise that claim. And if the claim was adjudicated in trial court, a record was made for appellate counsel and the habeas counsel, and then neither appellate --
Justice Breyer: Actual innocence means he was actually innocent.
Scott A. Keller: Well -- or actually innocent of the death penalty.
Justice Breyer: Yeah.
Scott A. Keller: And that would be another way that that type of claim --
Justice Sotomayor: Well, that's an interesting open question.
Scott A. Keller: For a different day. (Laughter.)
Scott A. Keller: But the question before the Court today is whether to extend the narrow exception for trial IAC claims when the court has recognized that the trial is the main event; appeals are not central due to determination of innocence or guilt. There's a significant difference between appeals and trials, as the Court has noted in Ross. And the costs of opening Alderson Reporting Company 1 up the entire Federal trial do not warrant that extension.
Justice Kagan: General, could I just -- I guess I got a little bit confused in your exchange with Justice Alito, because you had been pressing this is just going to be an infinitesimally small -- infinitesimally small, I think that that was your phrase. And Justice Alito said he thought it would happen all the time, and then you said yes, and then you went back to infinitesimally small. So, which is it?
Scott A. Keller: The answer is, there's going to be an infinitesimally small number of claims that are actually successful, meritorious at the end of the day. However, the courts and the States are going to be faced with a wide number of --
Justice Kagan: Right. Okay. I thought that his point was different, that it was actually not going to be infinitesimally small. But let's say that it is going to be pretty rare, as you say. You know, then I think it really is Justice Breyer's question. It's like, okay, it will be rare. But the alternative is that those rare, good claims, where there really has been a defective appellate process and a violation of the constitutional right to a fair appellate process has Alderson Reporting Company 1 been violated, and there's no way to correct for that in the same way that there was no way to correct for the -- the trial -- the ineffective trial counsel that we talked about in Martinez and Trevino.
Scott A. Keller: You'd still have the actual-innocence exception, and also Martinez reaffirmed the general rule of Coleman. And what State procedural bars necessarily will do is bar certain claims that otherwise could have been raised. But when a trial court has adjudicated the case and neither appellate nor a habeas counsel have raised it, the universe of cases that we're talking about here combined with the cost on the other side of opening an entire Federal trial up do not warrant that extension. And --
Justice Kagan: It did reaffirm the general rule of Coleman except to the extent that this was your only shot. And this is your only shot to raise a claim of ineffective assistance of appellate counsel, which is a violation of a constitutional right.
Scott A. Keller: To raise that particular claim, but that particular claim --
Justice Kagan: That's all we're dealing with here.
Scott A. Keller: But it will be predicated on an underlying trial issue. Alderson Reporting Company 1 And that's the difference. The trial IAC claim in Martinez, that was the trial error. That was the particular trial error the court was concerned about, and that unique bedrock right. Here, in contrast, when the Court has recognized repeatedly that appeals are quite different from trials, and that an appellate IAC claim is necessarily predicated upon an alleged trial error, the Court has adjudicated that alleged trial error. And separating it out and just saying that the appellate IAC claim itself has not been raised, that has to be seen, though, in the context that the underlying claim has. If there are no further questions, we ask the Court to affirm the judgment of the Fifth Circuit.
Chief Justice Roberts: Thank you, counsel. Mr. Kretzer, three minutes. REBUTTAL ARGUMENT OF SETH KRETZER ON BEHALF OF THE PETITIONER
Seth Kretzer: The point at which my friend elicited a little bit of laughter in the courtroom is when he talked about whether or not actual innocence would apply to actual innocence of the death penalty, and he said that would be an issue for a future day. I think it bears to note that the error in this case, in Mr. Davila's case, was a guilt/innocence Alderson Reporting Company 1 phase error. In other words, error that arose at the guilt/innocence phase. In other words, had the jury been allowed, properly instructed, Mr. Moblin -- with Mr. Davila's theory of defense, he would not have been able to get the death penalty.
Justice Gorsuch: Counsel --
Seth Kretzer: This was the critical issue in the case.
Justice Gorsuch: -- I don't know whether we'd create a couple of strange incentives if -- if we went down your road. If procedural default by State habeas counsel, ineffective assistance of appellate counsel is cause, I can see a world in which State habeas counsel might have an incentive not to raise it, you know, might actually be ineffective assistance of State habeas counsel to raise the issue, because Federal habeas may be more forgiving. So what do we about that problem, number one? And, number two, do we also create an incentive for States to stop using collateral review to test IAC claims? They don't have to do that. It's generally thought to be favorable to defense that they do do that, because it gives defense a chance to present evidence and prepare and do things like that. Some Alderson Reporting Company 1 States don't permit it. Oklahoma, my old jurisdiction, it was very hard for defense counsel. And don't we create an incentive to go back to that, the bad old days? And -- and so by adding more procedure and perfecting this, do we actually wind up hurting the defense interests in this case?
Seth Kretzer: Any State habeas attorney who would deliberately fault a claim from State habeas because they think they could get an ultimately more favorable meritorious review in Federal court would necessarily be violating any number of rules of professional conduct. As an initial matter, they would be --
Justice Gorsuch: Why? Why? If it's -- if it's -- if it's the effective best strategy for your client, I would think that's exactly what you'd do.
Seth Kretzer: Well, as an initial matter, one would necessarily be perpetrating ineffective assistance on their own by deliberately defaulting a claim from State habeas. There's very few attorneys out there who would deliberately open themself up to a susceptibility of ineffectiveness contention if, for no other reason, you're kicked off the court appointments list. There's any number of reasons why lawyers would have a duty of candor to court not to deliberately Alderson Reporting Company 1 strategically try not to raise a claim here, so that, in fact, they can get some more favorable forum later on. Outside the death penalty context, has to remember that, of course, the process goes very slowly. And so one might, in a non-death case, in a general felony case, might -- one might already be free from custody by the point they would have this aired in Federal court. The number of Federal courts actually having merits hearings on Strickland claims is incredibly small. And considering that habeas is designed -- Federal habeas is designed to prevent and correct severe malfunctions of the State trial system, that's probably a very good thing. And yet, in cases where the underlying ineffective-assistance-of-appellate-counsel claim is so integrally intertwined with the underlying strength of the appellate claim that was not raised, I think there's serious pause, because all that Mr. Davila is asking is for the same standard as that which exists in Martinez. Bedrock principles, where the situation -- the contention has to be raised in a writ. The -- the two situations are exactly analogous.
Chief Justice Roberts: Thank you, counsel. The case is submitted. (Whereupon, at 12:01 p.m., the case in the Alderson Reporting Company 1 above-entitled matter was submitted.)